"Ich, der ich sechzig bin": An Agreement Puzzle
Junko Ito and Armin Mester UC Santa Cruz
Consider the following data, which illustrate an important fact about relative
clauses headed by personal pronouns in German.
(1) | | Ich, der ich sechzig bin,... |
lit.: | 'I, who I sixty am,...' |
| * | Ich, der sechzig bin,... | |
'I, who sixty am,...' |
| * | Ich, der sechzig ist,... | |
'I, who sixty is,...' |
(2) | | Du, der du sechzig bist,... | |
('you, sg.') |
| * | Du, der sechzig bist,... | |
|
| * | Du, der sechzig ist,... | |
|
(3) | * | Er, der er sechzig ist,... | |
('he') |
| | Er, der sechzig ist,... | |
|
(4) | * | Sie, die sie sechzig ist,... | |
('she') |
| | Sie, die sechzig ist,... | |
|
(5) | | Ihr, die ihr sechzig seid,... | |
('you, pl.') |
| * | Ihr, die sechzig seid,... | |
|
| * | Ihr, die sechzig sind,... | |
|
(6) | * | Sie, die sie sechzig sind,... | |
('they') |
| | Sie, die sechzig sind,... | |
|
The facts above show the following: First and second person pronominal heads
demand corresponding agreement morphology on the verb, i.e., default third
person agreement is not permitted. At the same time, first and second person
agreement morphology on the verb demands the presence, within the same clause,
of a corresponding subject to agree with. This problem is resolved by repeating
the pronoun that serves as the head of the relative as an internal subject
precisely in such cases, i.e., precisely when needed to support non-third
person singular agreement on the verb.
The task is to develop an optimality-theoretic analysis of these facts and
generalizations by formulating the relevant constraints and ranking them in
the correct way. In order to illustrate the analysis, tableaux should be
provided for two or three suitable examples. No OT analysis is complete
without a discussion of the factorial typology of its underlying constraint
set, so it would also be important to briefly consider how corresponding
agreement problems are resolved in other languages.
Finally, the attentive reader might have noticed that the facts for the
first person plural have so far not been supplied. In this case, both forms
are acceptable (even though the one with the additional wir sounds
somewhat better).
(7) | Wir, die wir sechzig sind,... |
('we') |
| Wir, die sechzig sind,... | |
This additional evidence can, but need not, be taken into account in the
solution. An analysis of the basic pattern should be in place before embarking
on the treatment of such cases of optionality. Interesting further evidence
along similar lines comes from paradigms with 1sg/3sg syncretism, where the
two morphological categories share the same phonological form. Cases in point
are verbs like wissen 'to know' or können 'to be able to':
(8) | Ich weiß | 'I know' |
| Ich kann | 'I can' |
| Er/sie/es weiß |
'He/she/it knows' |
| Er/sie/es kann |
'He/she/it can' |
| Du weißt | 'You (sg.) know' |
| Du kannst | 'You (sg.) can' |
Here both constructions are possible for the first person (but not for the
second person):
(9) | Ich, der ich alles weiß,... |
| Ich, der alles weiß,... |
(10) | Ich, der ich alles kann,... |
| Ich, der alles kann,... |
|